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Full-time 9252 Managing Counsel, Financial Services

at JDHUNTR In-House Jobs in New York, NY

This is an excellent opportunity for an experienced broker-dealer attorney to join a prestigious legal department and one of the largest diversified financial services organizations in the world. The position requires supporting the distribution and sales of investment services and products including mutual funds, unregistered funds and advisory services (such as separately managed and wrap accounts). The successful candidate will have legal expertise in the federal securities laws with a particular emphasis on the Securities Exchange Act of 1934 and FINRA regulations, with secondary experience in the Investment Advisers Act of 1940 and the Investment Company Act of 1940 as they relate to distribution matters.

Visit JDHUNTR In-House Jobs for job details, the employer's name and contact information. Browse and apply directly to In House Jobs, Law Jobs and Attorney Jobs, at all levels of experience. Please do not submit your resume to JDHUNTR. JDHUNTR does not have any involvement in this employer’s hiring process, other than posting of jobs.

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Published at 13-12-2013
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