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Full-time 13655 Director, Associate General Counsel, Broker-Dealer

at JDHUNTR In House Jobs in Arlington, VA

Specific areas of responsibility include: Broker-dealer and investment adviser registration. Books and records requirements, Net capital issues, Mutual fund, investment adviser, and broker-dealer advertising. Prospectus delivery, Supervision and written supervisory policies and procedures, Private placements and alternative investments, IPO and secondary offerings, New product design, testing, and launch, Best execution responsibilities, Trade reporting, Futures and foreign exchange trading.

In-House Counsel Jobs, in-house jobs, law jobs, legal jobs, law careers, in-house legal jobs, lawyer jobs, attorney jobs, general counsel jobs, JDHUNTR, litigation, corporate counsel, chief legal counsel.


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Published at 06-02-2015
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