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Advises on securities laws and corporate governance matters. Researches and prepares memos on securities law matters. Assists in the preparation and review of securities filings (periodic and current reports, registration statements, Form SD, Form S-8s, Section 16 filings). Leads multi-functional team on SEC conflict minerals disclosure and related compliance matters. Assists in the maintenance of policies and procedures to ensure compliance with Sarbanes-Oxley, NASDAQ Regulations, SEC Regulations (e.g., Reg. FD and insider trading) and other regulations applicable to public companies. Assists in preparing Board of Directors and committee meeting materials covering topics such as dividends, director independence, corporate governance, election of directors and officers and capital project approvals.

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Published at 15-01-2016
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