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Reporting to the General Counsel and Associate General Counsel, the Assistant General Counsel’s responsibilities will include advising on contractual, general corporate, corporate governance, and regulatory matters for a privately-held wealth management firm that includes a bank holding company, state and national banks and trust companies, an SEC registered investment advisor, and an SEC registered broker-dealer. The Assistant General Counsel will also execute corporate generalist assignments as a part of a six-lawyer and three paralegal General Counsel’s office. Draft, review, and negotiate client, subscription, and commercial agreements.

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Published at 06-09-2015
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