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It is a critical position that demands versatility and leadership in connection with the overall execution of the Compliance program, including the timely completion of projects, strategic plans and program enhancements, as well as management of a number of Compliance professionals. We are seeking to fill the position of Chief Compliance Officer (CCO) of the company, company’s customer-facing, registered broker-dealer, reporting directly to the Global Head of Brokerage Compliance. Advisory services for businesses and functions ranging from the Digital Channels and Marketing to Offline Sales and Service and Retirement, Investing and Savings.

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Published at 24-05-2015
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