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Full-time 14607 Assistant General Counsel – Regulatory

at JDHUNTR In House Jobs in New York, NY

The company is currently recruiting a dynamic individual for an Assistant General Counsel position within our Legal Department. The qualified candidate will focus on handling company's exchange regulatory matters, including: preparing exchange rule and fee filings under Section 19(b) of the Exchange Act, advising the company on compliance with the Exchange Act and SEC rules and regulations thereunder, drafting comment letters on SEC rule proposals and proposals from competing exchanges, monitoring industry regulatory and competitive developments, working closely with SEC staff on regulatory oversight matters, including staff from both Trading and Markets and OCIE divisions, supporting the handling of exchange disciplinary matters, supporting the exchange surveillance program, and otherwise supporting the overall exchange regulatory program. Perform daily routine activities of an exchange regulatory lawyer in the Legal Department.

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Published at 10-05-2015
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