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The successful candidate will join a group of highly experienced lawyers who have corporate, litigation, broker-dealer and investment advisory practices. This opportunity is right for an attorney with a solid basis in the Investment Advisers Act of 1940, ERISA and FINRA rules to develop a sophisticated practice expertise in the context of a retail wealth management, asset management, and retirement business of an independent investment adviser/broker-dealer business. This position offers an immediate level of autonomy and responsibility along with an excellent opportunity for long-term professional growth, a competitive compensation package, and the opportunity to work on a wide variety of matters.

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Published at 04-05-2015
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