Post a new job
This job ad has been posted over 90 days ago...
0

applicants

Full-time 12666 Compliance Director, Broker-Dealer

at JDHUNTR In House Jobs in Waverly, IA

Working with the Chief Compliance Officer, lead the Compliance program for each entity to ensure compliance with applicable laws and regulations. Ensure collaboration between the Supervision and Monitoring functions and the Surveillance and Reporting functions of the Compliance area. Work with the team to ensure adherence to firm and branch level compliance controls.

In-House Counsel Jobs, JDHUNTR, in-house jobs, law jobs, legal jobs, law careers, in-house legal jobs, lawyer jobs, attorney jobs, general counsel jobs.


Recent jobs at JDHUNTR In House Jobs
Full-time 18688 Vice President, Senior Counsel, Entertainment at JDHUNTR In House Jobs in New York, NY 05-07-2016
Full-time 18687 Counsel, IP-Litigation, Entertainment at JDHUNTR In House Jobs in New York, NY 05-07-2016
Full-time 18686 Senior Counsel, Entertainment at JDHUNTR In House Jobs in Santa Monica, CA 05-07-2016
Full-time 18685 Counsel - Intellectual Property & Litigation at JDHUNTR In House Jobs in Santa Monica, CA 05-07-2016
Full-time 18684 Corporate Counsel, General Corporate at JDHUNTR In House Jobs in Menlo Park, CA 05-07-2016

« Go back to category
Is this job ad fake? Report it!   
Recommend to a friend
Published at 02-11-2014
Viewed: 630 times